AI Features Built for Financial Planners
Every feature is designed around ASIC compliance, FASEA obligations, and the real-world demands of running an Australian financial planning practice.
AI-Assisted SOA Drafting
Generate SOA first drafts from client fact-find data in minutes rather than hours. AI structures the document, populates research, and includes compliant disclosures. The adviser reviews, refines, and personalises before delivery.
Annual Review Automation
AI prepares annual review documentation including portfolio performance summaries, fee reports, insurance reviews, and goal progress tracking. Advisers receive a complete review pack before each meeting.
Compliance Monitoring
AI reviews your documentation against ASIC RG 175, FASEA Code of Ethics, and licensee-specific requirements, and is designed to flag potential gaps for your review. Your adviser and compliance team make the final assessment on every file.
Client Communication Workflows
Automated client touchpoints triggered by market events, portfolio thresholds, insurance renewals, birthday milestones, and regulatory changes. Every communication is compliant and personalised.
Portfolio Alert System
Real-time monitoring of client portfolios against target allocations, risk parameters, and performance benchmarks. AI generates rebalancing recommendations with compliant advice documentation.
Fee Disclosure Automation
Automated fee disclosure statement generation calculating actual fees charged, services provided, and opt-in requirements. Compliant with ASIC fee consent obligations and formatted for client delivery.
Client Onboarding Automation
Streamlined digital onboarding with automated fact-find collection, risk profiling, ID verification, and new client welcome sequences. Reduce onboarding time from days to hours.
CPD Tracking and Management
Automated CPD hour tracking against FASEA requirements, with intelligent recommendations for relevant professional development based on your client base and specialty areas.